Examples of Minimum State

The Republic of "Les Escartons"

Account of the dinner-debate held on 16 February 2002 with Gilbert Fournier.

 

High up in the Alps on both the French and Italian sides of the border is to be found the area I shall talk about this evening. It forms an equilateral triangle with sides of 90 kilometres, inside the triangle made by the cities of Grenoble, Gap and Turin. Its altitude varies between 900 and 4102 metres (Barre des Ecrins). It contains the highest town in Europe, Briançon, at 1400 metres, which was for a long time bigger than Grenoble, and the highest village, Saint-Véran, at 2050 metres. "Mountains that reach up to the clouds, valleys that descend into the abyss ", was Vauban’s description.

At the time when our story begins,1343, this area contained 7,200 homes, in other words between 30,000 and 40,000 inhabitants, spread across fifty or so village communities around Briançon. The population was sturdy and hard-working. In this inhospitable terrain that it was difficult for a central power to govern, the municipalities gradually became more important than the feudal lords. Every year at Candlemas (2 February) the heads of household of each village met to designate their "consul". A notary or a lawyer went around the families beforehand discretely questioning the heads of household about possible candidates. The person who obtained the largest number of votes was appointed, sometimes against his wishes. But he could not refuse. He even had to put down a security of 200 crowns – returned with interest when he left – because he was responsible with his money for the collection of taxes and for any overspending on the projected budget! If he was under 25 years of age, even if he was married, his father had to pay the security. In exchange he enjoyed extensive powers and his decisions were seldom criticised.

The consul was appointed for one year only, and he could only been appointed again after a period of five years. He was helped by assistants whom he chose himself or who, in certain villages, were themselves appointed by the heads of household. The deputies each had special areas of responsibility. For example one of them was in charge of the preservation of the forests, another with problems of water.

In the month of May in the year 1343, 18 men mandated by the municipalities, descended the mule tracks on a very long journey that took them 180 kilometres away across the plain to where Humbert II, the ruler of the Dauphiné, awaited them in his castle at Beauvoir. At that time the Dauphiné was a state and its sovereign was called the "Dauphin". His court was lavish and his spending well beyond his revenue. After a reign of 10 years, overwhelmed by debt and without descendants he was preparing to hand over the Dauphiné to the king of France.

[The Dauphin Humbert II would in fact sell the Dauphiné to the king of France Philip VI of Valois in 1349. From that time the province was systematically given in apanage to the heir apparent to the throne, who for this reason took the title of "Dauphin". This is the origin of the use of the word "Dauphin" to designate the heir to the throne.]

This was when the people of Briançon and the surrounding area, fearing this cession, took advantage of the fact that Humbert II was financially hard-pressed to offer to buy from him their freedom. The final transaction took place on 29 May 1343 in the castle of Beauvoir, in the presence of numerous dignitaries including the bishop of Grenoble, whose presence was intended to authenticate the agreement. The latter was drawn up in Latin by the notary Guigues Froment on two large sheepskins that had been put together.

By this deed the Dauphin, in exchange for the sum of 12,000 gold florins and an annual payment of 4000 ducats,

- confirmed the liberties, freedoms and costums agreed or conceded by him or his predecessors ;

- gave up all feudal services and all dues, except for the tax on wool-bearing livestock and rights relating to his status as Dauphin ;

- recognised new and  significant personal and municipal freedoms.

To all intents and purposes this meant for the inhabitants of Briançon and the surrounding area the purchase of their freedom and independence. Thus up until then, meetings of the municipal council had been subject to authorisation by one of the Dauphin’s officials. From that time on they were dependent only on the consul or in certain cases on a request from villagers.

Each municipality took a close interest in those it administered and fostered solidarity. Thus the village of Arvieu decided that when the men went up to scythe the grass in the high alpine meadows, the first day’s work would be for the widows and orphans. In some villages when an inhabitant lost a cow or a mule, which were precious animals, the cost of the loss was shared between the inhabitants in proportion to the livestock they owned. When a house was built or repaired a team was requisitioned by the municipality to cut down wood and transport the building materials. In the event of fire the municipality organised an appeal for the victims.

Between the communities of the same valley there existed a system of sharing out expenses as well as tasks that were beyond the means of a single commune (roads, irrigation, embanking rivers etc...). This system was called "escartonnement", a word the origin of which is uncertain. By extension an Escarton came to mean the community of inhabitants of the same valley. There were five such:

The escarton of Briançon, bringing together 12 communes

The escarton of the Queyras, bringing together 7 communes

The escarton of the Oulx , bringing together 21 communes

The escarton of Vaucluson, or Pragelas, bringing together 7 communes

The escarton of Château-Dauphin, bringing together 4 communes

In other words a total of 51 communes making up a whole called the "Grand Escarton"

The Grand Escarton designates both the whole area made up of these 5 escartons and the meeting in Briançon of their delegates, who were also known as "deputies". The latter could only come to a decision on important matters after referring to their escarton, which in turn, if it saw fit, consulted its consuls, who in their turn could consult the heads of household.

When the matter was important enough to warrant this coming and going, it was not the deputy who had initiated proceedings who dealt it with it, but another deputy who was sent out to conclude or sign it.

And it was to the Grand Escarton that the 18 fellow deputies-cum-representatives  went to give an account  to those who had sent them of the mission to Beauvoir, in the year 1343, the most illustrious of years for these inhabitants of Briançon and its area since at one stroke they became "freemen and burghers". 

There is no freedom without property, Bastiat observed. The very first article of the charter signed by the Dauphin stipulates that all the inhabitants of either sex are entitled to hold property. Article 16 reinforces this provision by expressly recognising that each person has a right of cession or donation without the authorisation or consent of anyone else whosoever.

This spelt the end of feudality, a process that had already begun with the repeated purchase of pockets of freedom : the purchase for 5500 sous in 1244 during the reign of Louis IX of a charter giving protection against all arbitrary tallages, the buying back from the Dauphin of canals in 1255, etc.

It signaled also the peaceful disappearance of the nobility. Before 1343, the nobles, practically bereft of feudal power, abused that conferred by the very sought-after position of Dauphin’s official: provost, bailiff, etc. Hence conflicts that had previously been common ceased. Nobles left the escartons in the course of the following two centuries after selling off their property. But some were to return. In a few villages in 1346 some are said to have obtained compensation in order to be then subject to the common tax. All those who remained or returned integrated without fuss into the bourgeoisie. Thanks to their social skills and their learning they would often be elected consuls. It should be noted that all this took place 450 years before a certain night of 4 August 1789 and the abolition of privileges.

This general movement towards greater freedom produced both individualism and more true solidarity within the community, something that will come as no surprise to liberals. Around 1710, the military engineer La Blotière on a tour of inspection gave the following description : "Although, however, these peoples be closely bound as individual to individual there is amongst them no more union than elsewhere, nay less, but as soon as the public interest is at stake, those who were ready to fight and quarrel amongst themselves  with outrageous calumnies assemble together forthwith and seem of admirable concord.

Hence it is that there are very few matters, however thorny they may be, that they fail not to resolve."

These communities enacted their own regulations for law and order. They elected judges who ruled on contraventions of the law by referring to local customs. Thus the commune of Arvieu did not recognise the thirty-year rule for prescription.

The composition and methods of appointment of this body of municipal magistrates evolved over time. Initially the judges were renewed every year, like the consuls. Then half were renewed every two years so that the older ones could initiate the new ones.

These courts operated until1790, despite the abolition of all instances of municipal justice pronounced as early as 1556 by a royal edict. It was never carried out in Briançon and the surrounding area! Cases were judged without delay according to municipal codes developed over the years and that were appropriate to local needs and customs and were approved by the vote of householders. Judgments were not approved in the name of the King but it never entered the mind of a single inhabitant of the area to appeal against them to royal authority between 1556 et 1790.

As they were all "freemen and burghers", the inhabitants of Briançon and the surrounding area all had the right to hunt and to carry weapons. Their different privileges made them an intermediary class between the commoners and nobles, which did not fail to attract outsiders to the escartons. But there were conditions for becoming a Briançon citizen, an immigration control in a way. The candidate had to make an application to the council of the town, which made its decision after investigating the person’s  morals and qualities. He had to reside in the town or possess a property there, be able to support himself financially, and to begin with at least supply the complete equipment of a fighting man and pay a certain sum of money. Later on weaponry was no longer required but the amount of money was increased. It varied between 120 and 300 francs according to the wealth of the applicant and conversely according to the services he was able to provide. Thus a priest was accepted for 50 florins, payable within 5 years. Once these conditions were met the candidate was given the title of fellow burghers. In the beginning the fellow burghers were not allowed to accede to the office of consul. Later the rule was relaxed and they were able to accede to it after a period of six years.

As in all places and at all times freedom produced prosperity. There were three great free fairs, one international, which attracted merchants from as far afield as Holland, the cities of the Hanseatic League, the Italian city states and the pontifical state of Avignon. The escartons went to great lengths to ensure the safety of travellers.

This was the opinion of the intendant of the Dauphiné in his report for the year1689 :

"The peoples of Briançon and the surrounding area ... normally from the feeblest beginnings that one may imagine, acquire by their application considerable riches. The means that they commonly employ to this end is trade, which they carry out variously in France, Italy, Spain and even Portugal".

Whereas many royal edicts outlawed with great severity the circulation and usage of foreign currencies, for more than two centuries these tenacious liberals obtained an exception to the general rule.

Education, though provided for every child, was organised in ways that give us food for thought. The primary school teachers offered their services literally in the marketplace! "It is indeed a curious thing", said one prefect with amazement in the year X, "to see, in the autumn fairs, these schoolteachers, poorly clad, walking amongst the throng, in the midst of beasts, wearing in their hats a goose feather, showing their estate and their will to hire themselves out for the winter in return for a price to be agreed." One goose feather indicated the ability to teaching reading and writing, two feathers arithmetic and natural sciences and three feathers Latin in addition.

Each municipality appointed its primary school teachers after a test or competitive examination in late September or early October. Thus article 17 of a Briançon regulation of 1624 stated : "None shall be admitted as schoolmaster in this town except he shall have been examined by two lawyers and one burgher duly appointed by the council ; as also shall his wages be determined in the council". Often being well known made this process unnecessary, but it needed only one parent to object for the examination to be required. Competence had its price. The pay could vary on scale from one to five. 

Each family was required to pay for schooling. All made it a point of honour to find the money, however modest their means. For those who really were unable to pay the fee was discretely waived. In the main town, teaching took place in the room used for the meetings of the council. In the villages it was done... in a cowshed, sheltering from the cold.

The level of education of the ordinary people in these free valleys was unequalled for the time. 35% of the women and 90% of the men could read. Other factors contributed to the high quality of the education.

1. Reading lessons ended with deciphering the archives of notaries or lawyers, which gave the pupils a grounding in law.

2. Many able-bodied men emigrated during the harsh winter months to do all sort of jobs in "pleasanter climes", and there they built up commercial networks. They had therefore to be able to read, write and count.

3. While the fathers were on their winter peregrinations, the mothers and grandparents left behind at home occupied the evenings by making the children do their homework and supplementing the education given by the teacher.

4. When the weather was warmer, the schoolteachers liked to supplement their income by working on the farms, which give them an incomparable insight into the real world.

They had a high reputation and hired themselves out in distant parts, as far away as Alsace or abroad, during what were called "school campaigns". They were called "grammar merchants".

In 1713, during the reign of Louis XIV, emissaries of the court, who thought they would be dealing with illiterate peasants signing their names with a cross were astonished to collect elegant signatures accompanied by comments.

How did this brave and happy community disappear? Why, for example, did it not become another Swiss canton, with as its umbilical cord Savoy, which was keen to become one in 1860, or the Valley of Aosta, also eager for independence? It is probable that Switzerland, after rejecting in turn the Franche-Comté, the Tyrol and the Voralberg, for fear of meeting the fate of the frog in the fable, would also have rejected these inhabitants of the Southern Alps. However, this whole area might have become a second Switzerland. At the time it carried sufficient weight demographically, commercially, politically and even denominationally. The town of Briançon had twice as many inhabitants as Grenoble and was more enterprising.

The Escartons had

- the same surface area as the three embryonic cantons of the Helvetic Republic, the Uri, the Schwiz and the Underwald.

- the same mountainous relief 

- the same need to use the Saint-Gothard or Montgenèvre passes

- the same way of life and the same customs

- lastly the same essential concern: the preservation of freedom.

This second Switzerland would have been the younger sister of the former by a mere fifty or so years in a lifespan of six centuries (1 August 1291 for Switzerland - 29 May 1353 for the Escartons), and it would have helped to curb the state-building ambitions of its neighbours.

Two cataclysms prevented this evolution. The first was an arbitrary decision made 900 kms away, which struck Briançon and its surrounding area a body blow and sliced it in two. It was the treaty of Utrecht in 1713. This Yalta of the time decided that the border between France and Italy would follow the watershed. "A surveyor’s border", the inhabitants were to complain. Three Escartons, bringing together 31 communes out of the 51, immediately entered the sphere of influence of the Duke of Savoy.

This measure completed the economic decline that had begun with Colbertism, and traumatised the population which lost on each side the reciprocity of the system of sharing out costs (escartonnement). There disappeared, too, the age-old economic complementarity between the two sides of the border that were linked by 21 passes, almost all suitable only for mules: livestock, leather and wood on the west, fruit and vegetables on the east.

The inhabitants on either side of the border never forgave Louis XIV for this partition since he had previously committed himself to preserving the cohesion of this area. All his predecessors and successors, from Charles V to Louis XVI had in fact sworn to uphold the charter of 1343. Later the population on the Italian side would never forgive Mussolini for imposing on it the use of the Italian language.

The second cataclysm was the French Revolution. On 14 June 1788, the Escartons were invited to take part in the famous assembly at Vizille held on 21 July. Although the inhabitants of Briançon and the surrounding area did not feel involved, the general council of the Escartons decide to send delegates. The first problem was that the delegation was asked to include representatives of the three orders. As this distinction had long ago ceased to exist the designation of its members rapidly turned into a farce. For the clergy a good old curé would fit the bill. For the nobility they looked around for an aristocratic-sounding name. M. de Champronet would fit the bill, although he paid the most taxes in the commune, unlike the nobles in the plain. But what about the Third Estate? In the escartons there were only "freemen and burghers". But what happened after was not at all comical. It was explained to the escartons that they were forerunners, that they were only in a republic and they therefore had to join the new republic, one and indivisible.

"In one last lunge, like a mortally wounded beast", one of them would write, they made on 29 December 1789 one final but unsuccessful appeal to the National Assembly in order to preserve their freedom.

Finally on 31 May 1790, they would send their submission accompanied by this proud comment: "our poverty is utter but our tears flow not on our fetters".

The local customs survived for some time. Thus in 1884, some young men, after a night-time disturbance, were required by the municipality to rebuild a bridge carried away by a torrent. Yet these young men had burnt neither a coach nor a cart. When the work was complete they were allowed to put up a sign saying :"Bridge of Youth". Here’s something that would please Christian Michel!

For a long time the standard of education remained high. During the Restoration, a letter writer could still say :

"Confined to his cowshed by winter’s icy blasts, there the inhabitant instructs himself, makes himself more civilised, teaches his children and servants  and holds school for them. The highest and most inaccessible professor there be in the globe, he fears not that the university may cast him down from his chair; that it may prescribe to him an exclusive mode of teaching ; that it may measure intelligences by its yardstick and that it may say to him : you shall stop here!"

The primary school masters continued to go far afield. For the school campaign in the winter of 1792-93, 68 passports were issued by the commune of Névache to those of its inhabitants going away to teach. Névache then numbered 845 inhabitants belonging to 190 households. That made therefore one primary school master for every three families! The oldest were aged 58, the youngest was 12 . He was the young pupil-teacher who was following his elders to learn, according to their expression, to "rule the school". But the State decided that from then on it was up to it to "rule the schools"  with varying degrees of success.

Towards the end of the nineteenth century a local doctor wrote : "Although the district of Briançon has derived great benefit from the modern organisation of primary education...twice the number of schoolteachers would be needed for primary teaching to be available to young children in the outlying villages, as it was before 1790, thanks to the efforts and the initiative of the municipal authority".

It is a pity that Jean-Jacques Rousseau was not curious enough to inform himself about the Escartons during his stays in the Dauphiné. He would have discovered there that men and women no better and no worse than those elsewhere had been made better by living in a free society.

The Principality of Andorra

It was interesting to wonder whether in the most inaccessible valleys of our dear Pyrenees there may not have been self-governed communities comparable to the Escartons. In fact there still is one such, the principality of Andorra. "I hope that after reading our newsletter, someone more knowledgeable than I will take the comparison farther and tell us about it. In the meanwhile I will tell you what I know about it", Jacques de Guenin told us at the end of the talk given by Gilbert Fournier.

Andorra is a collectivity that is entirely free and autonomous, even if it still pays formal homage to its two "co-princes", the president of the French Republic, a distant heir to the rights of the Count of Foix, and the bishop of Urgel. This autonomy is due to :

- historical circumstances : in 1278, the bishop of Urgel, in Spain, and the count of Foix, in France, signed a deed of parage delimiting their respective rights and powers over the territory of Andorra, which was their joint fiefdom.

- geographical circumstances : the first roads suitable for vehicles and that opened up Andorra to the outside world were not built until 1913 on the Spanish side, and not until1931 on the French side!

Needless to say neither suzerain ever had the slightest desire to challenge the other’s rights at the price of dangerous military expeditions, not even to levy much in the way of taxes on rural mountain populations that were fairly poor.

The country consists of about 60,000 inhabitants spread over seven parishes. Each one is administered by a council (or "común") that enjoys considerable financial and regulatory autonomy. Each parish appoints 3 representatives to the "General Council", which decrees the laws common to the whole principality. This council is made up of  42 members, half of whom are elected by universal suffrage.

The Council is elected for four years. At the beginning of each term, it elects a "Cap de Govern" who takes on executive power along with his "Govern" (cabinet).

An Upper Council of Justice, with 5 members, appointed for six years and non-renewable, nominates the "Batlles" (county court judges), and the other magistrates.

Education is independent of the state.

Andorrans do not pay direct taxes. Their currency is the euro. Nowadays they live mainly from tourism but their social life in previous centuries was very similar to that of the Escartons. Thus, there exists in Andorra la Vella, the capital, in the "House of the Valleys", where the General Council meets a "chest with seven keyholes", for which each parish holds a specific key. This chest contains the community’s most important documents. Similarly, there existed in the Escarton of the Queyras (and perhaps in the others) a chest with seven keyholes to which each commune had a key.

From Andorra to Switzerland via the escartons, everything goes to show that peoples who live in a state with reduced prerogatives are happier than the others. The lesson for the larger countries is clear: their inhabitants would be happier if their states applied the principle of subsidiarity.

(Translated by Michael Glencross)

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